In this episode, we're diving into CeMAP 1 Topic 20 — where the regulation rubber really hits the road.

You’ll learn:

✅ The key difference between Directives and FCA Sourcebooks (and why it matters)

✅ What counts as execution-only business, and why it’s riskier than it sounds

✅ The rules around financial promotions — including what makes one legal or illegal

✅ When and how initial disclosures must be made to clients

✅ Your go-to guide on cooling-off periods – what applies, when, and for how long

This is one of those topics where small details matter — especially if you're aiming for full marks on regulatory questions.

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Not sure if e-learning is for you? Try the free version of our CeMAP 1 platform here:

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